SFC Licences of SUN Steve Donald

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 December 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 31 October 2016 03 November 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 December 2014 06 February 2016