SFC Licences of NG Kim Fung 吳劍峯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 29 June 2010 28 December 2022
One China Securities Limited 一中證券有限公司 RE 1 04 January 2007 11 June 2010
Planetree Futures Limited 梧桐期貨有限公司 RE 2 08 March 2004 01 January 2007
Planetree Securities Limited 梧桐證券有限公司 RE 1 08 March 2004 01 January 2007
Sino Capital Securities Limited 國順證券有限公司 RE 6 01 April 2003 12 January 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 7 01 April 2003 12 January 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 9 01 April 2003 12 January 2004
Sino Capital Securities Limited 國順證券有限公司 RE 1 01 April 2003 12 January 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 01 April 2003 12 January 2004
Sino Capital Securities Limited 國順證券有限公司 RE 9 01 April 2003 12 January 2004
Sino Capital Securities Limited 國順證券有限公司 RE 7 01 April 2003 12 January 2004
Sino Capital Securities Limited 國順證券有限公司 RE 4 01 April 2003 12 January 2004
Well Link International Securities Limited 立橋國際證券有限公司 RE 5 01 April 2003 12 January 2004