SFC Licences of HO Chi Man, Mendy 何志文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RE 1 18 March 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 09 March 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 31 December 2015 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 08 September 2009 25 December 2015
Win Wong Securities Limited 宏旺證券有限公司 RE 1 01 April 2003 07 September 2009
Win Wong Securities Limited 宏旺證券有限公司 RE 9 01 April 2003 26 February 2004
Win Wong Securities Limited 宏旺證券有限公司 RE 4 01 April 2003 26 February 2004
Win Wong Securities Limited 宏旺證券有限公司 RE 6 01 April 2003 26 February 2004