SFC Licences of HO Chi Man, Mendy 何志文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 18 March 2021 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 09 March 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 December 2015 | 02 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 September 2009 | 25 December 2015 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 01 April 2003 | 07 September 2009 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 9 | 01 April 2003 | 26 February 2004 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 4 | 01 April 2003 | 26 February 2004 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 6 | 01 April 2003 | 26 February 2004 |