SFC Licences of YIP Kwok Kwan 葉國均

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO 6 18 August 2016 05 June 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 18 August 2016 05 June 2020
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 21 July 2016 18 August 2016
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 21 July 2016 18 August 2016
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RO 6 24 August 2015 01 May 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 30 March 2011 28 April 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 30 March 2011 28 April 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 08 March 2011 30 March 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 08 March 2011 30 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 6 29 August 2005 01 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 4 29 August 2005 01 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 1 29 August 2005 01 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 6 12 July 2005 29 August 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 4 12 July 2005 29 August 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 1 12 July 2005 29 August 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 01 April 2003 21 April 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 01 April 2003 21 April 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 01 April 2003 21 April 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 9 01 April 2003 28 January 2005