SFC Licences of MUI Chok Wah 梅作華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 6 21 July 2022
KCG Fund Management Limited 寶通基金管理有限公司 RE 9 21 July 2022
KCG Fund Management Limited 寶通基金管理有限公司 RE 4 21 July 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 21 July 2022
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 16 May 2022 21 July 2022
Huafu International Finance Limited 華福國際融資有限公司 RO 6 25 January 2021 30 November 2021
ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 RO 6 04 February 2020 15 May 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RE 9 04 February 2020 15 May 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RE 4 04 February 2020 15 May 2020
Chung Lee Securities Company Limited 眾利股票有限公司 RE 1 04 February 2020 15 May 2020
F.E. Corporate Finance Advisory Limited RO 6 03 August 2012 06 October 2019
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RO 6 16 June 2011 28 February 2012
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RO 4 16 June 2011 28 February 2012
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 6 24 May 2011 16 June 2011
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 4 24 May 2011 16 June 2011
GSI Finance Group Limited 富安金融集團有限公司 RO 6 18 March 2011 31 March 2011
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RO 6 14 January 2010 02 February 2011
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 4 07 December 2009 02 February 2011
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 6 07 December 2009 14 January 2010
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 5 29 October 2009 01 December 2009
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 9 20 October 2009 01 December 2009
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 6 20 October 2009 01 December 2009
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 4 20 October 2009 01 December 2009
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 6 10 November 2006 02 April 2007
Messis Capital Limited 大有融資有限公司 RE 6 02 November 2004 06 November 2006
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 01 April 2003 12 May 2004
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 01 April 2003 12 May 2004