SFC Licences of CHEUK Siu Bun, Alexander 卓兆斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lakeville Capital Management Limited | RO | 9 | 20 July 2023 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 May 2022 | 12 August 2022 |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 30 July 2014 | 27 May 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 30 July 2014 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |