SFC Licences of CHAN Kai Ming 陳啟明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 June 2009 | 10 July 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 June 2009 | 10 July 2017 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 06 June 2009 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 06 June 2009 |
| Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 03 March 2004 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 03 March 2004 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 03 March 2004 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 02 March 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |