SFC licenceholder ABY257 WONG Lan Yuen, Thomas 王蘭源

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 13 December 2004
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 13 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [1] (Dealing in Securities) 01 April 2003 11 December 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 03 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 03 February 2004