SFC Licences of CAO Wen Qing 曹文清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RE | 1 | 08 April 2005 | 13 February 2007 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 31 March 2005 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |