SFC Licences of MOK Pik Mei 莫碧薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Joy Rich Securities Investment Limited 海富證券投資有限公司 RE 4 22 August 2022
Joy Rich Securities Investment Limited 海富證券投資有限公司 RE 1 22 August 2022
Future World Securities Investment Limited 未來世界證券投資有限公司 RE 4 09 November 2020 09 August 2022
Future World Securities Investment Limited 未來世界證券投資有限公司 RE 1 09 November 2020 09 August 2022
Future World Securities Investment Limited 未來世界證券投資有限公司 RO 4 30 June 2020 09 November 2020
Future World Securities Investment Limited 未來世界證券投資有限公司 RO 1 30 June 2020 09 November 2020
Central Wealth Futures Limited 中達期貨有限公司 RO 2 21 March 2017 24 March 2020
Central Wealth Securities Investment Limited 中達證券投資有限公司 RO 1 21 March 2017 24 March 2020
CMBC Securities Company Limited 民銀證券有限公司 RO 1 06 December 2016 15 March 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 26 September 2016 15 March 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 06 October 2011 06 December 2016
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 06 October 2011 26 September 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 2 03 June 2005 29 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 01 April 2003 29 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 6 01 April 2003 21 July 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 7 01 April 2003 21 July 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 9 01 April 2003 21 July 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 4 01 April 2003 21 July 2004