SFC Licences of LAW Chor Yam 羅楚欽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Wing Fung Futures Limited 永豐期貨有限公司	RO	2	22 March 2024
Wing Fung Securities Limited 永豐證券有限公司	RO	4	22 March 2024
Wing Fung Securities Limited 永豐證券有限公司	RO	1	22 March 2024
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	04 December 2023	22 March 2024
Wing Fung Securities Limited 永豐證券有限公司	RE	4	04 December 2023	22 March 2024
Wing Fung Securities Limited 永豐證券有限公司	RE	1	04 December 2023	22 March 2024
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	4	26 February 2013	26 August 2023
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RO	2	28 February 2011	26 August 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	1	17 February 2011	26 August 2023
CNI Securities Group Limited 中國北方證券集團有限公司	RO	1	15 December 2009	27 September 2010
GBS International Financial Limited	RO	2	15 June 2009	03 September 2010
Wing Fung Securities Limited 永豐證券有限公司	RO	1	17 January 2007	30 April 2009
Wing Fung Futures Limited 永豐期貨有限公司	RO	2	23 October 2006	30 April 2009
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司	RO	2	21 January 2005	30 September 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司	RO	1	21 January 2005	30 September 2006