SFC Licences of NIP Yiu Chuen 聶耀泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RO	2	25 February 2021	13 December 2021
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	4	25 February 2021	30 April 2021
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司	RO	9	25 February 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RO	4	25 February 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RO	1	25 February 2021
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	4	18 July 2016	25 January 2021
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RO	9	01 August 2011	25 January 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	4	23 February 2010	25 January 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RO	1	26 August 2008	25 January 2021
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RO	2	29 May 2008	25 January 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	29 May 2008	26 August 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	15 May 2008	29 May 2008
HGNH International Futures Co., Limited 橫華國際期貨有限公司	RO	2	26 June 2007	01 May 2008
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RO	2	25 April 2005	25 May 2007
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	2	25 April 2005	25 May 2007
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	15 December 2003	25 May 2007
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	01 April 2003	25 April 2005
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	5	01 April 2003	30 October 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	9	01 April 2003	30 October 2003