SFC Licences of CHAN Chi Fai, Ellis 陳志輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 09 April 2009 | 20 April 2018 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 13 March 2009 | 20 April 2018 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 23 January 2008 | 03 March 2009 |