SFC Licences of LIU Che Ning 劉哲寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 09 March 2012 | |
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 6 | 18 March 2010 | ||
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 18 March 2010 | ||
Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 18 March 2010 | ||
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 13 January 2006 | 07 October 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 January 2006 | 07 October 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 13 January 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 13 January 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |