SFC Licences of CHEUNG Tak Kwai, Stanley 張德貴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongrong PT Securities Limited 中融平和證券有限公司 | RO | 3 | 11 December 2013 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 3 | 08 August 2013 | 11 December 2013 |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 4 | 08 August 2013 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 08 August 2013 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 08 August 2013 | |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 08 November 2011 | 08 February 2013 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 08 November 2011 | 08 February 2013 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 08 November 2011 | 08 February 2013 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 12 January 2005 | 08 November 2011 |
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 | RO | 3 | 01 April 2003 | 08 February 2013 |