SFC Licences of KWONG Dak Shing 鄺德成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kaiser Capital Management Limited 嘉信資本管理有限公司 | RO | 9 | 12 May 2020 | |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 07 December 2009 | |
| Kaiser Futures Limited 嘉信期貨有限公司 | RO | 9 | 01 April 2003 | 18 February 2005 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RO | 5 | 01 April 2003 | 18 February 2005 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RO | 2 | 01 April 2003 |