SFC Licences of VONG Nicolas Shi-Ming 黃思明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 March 2007 | 12 January 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 March 2007 | 12 January 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 20 June 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 20 June 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 20 June 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |