SFC Licences of NG Kwok Fung 吳國風

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hong Kong Stock Link Securities Limited 港股通証券有限公司 RO 1 18 April 2023
Granville Financial Services Company Limited 均富金融服務有限公司 RO 9 19 October 2021 31 March 2023
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 RO 9 18 December 2018 31 May 2019
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RO 1 26 October 2018 03 June 2019
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RO 2 10 December 2013 17 June 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 1 10 December 2013 17 June 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 23 September 2013 10 December 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 23 September 2013 10 December 2013
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RO 2 09 October 2009 14 September 2013
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 1 09 October 2009 14 September 2013
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 13 July 2006 09 October 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 13 July 2006 09 October 2009
Celestial Commodities Limited 時富商品有限公司 RE 7 01 September 2003 14 October 2003
Celestial Commodities Limited 時富商品有限公司 RE 2 01 September 2003 14 October 2003
Celestial Securities Limited 時富證券有限公司 RE 7 01 September 2003 14 October 2003
Celestial Securities Limited 時富證券有限公司 RE 1 01 September 2003 14 October 2003