SFC Licences of LI Kwok Tung 利國東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gong Ping Futures Limited 公平期貨有限公司
RO 2 22 November 2011 12 November 2019
Gong Ping Securities Limited 公平證券有限公司
RO 1 08 December 2010 12 November 2019
Jimei Asset Management Limited 集美資產管理有限公司
RO 9 03 February 2010 31 August 2010
Jimei Futures Limited 集美期貨有限公司
RO 2 20 July 2009 31 August 2010
Jimei Securities Limited 集美證券有限公司
RO 1 20 July 2009 31 August 2010
Glory Sun Securities Limited 寶新證券有限公司
RO 1 29 May 2008 16 January 2009
Glory Sun Securities Limited 寶新證券有限公司
RE 1 15 April 2008 29 May 2008
China Rich Asset Management Limited 中國薈智資產管理有限公司
RO 4, 9 06 April 2006 01 April 2008
REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司
RE 6 07 November 2005 01 April 2008
Wings Securities (HK) Limited 金鵬證券有限公司
RO 1 08 August 2005 01 April 2008
REXCAPITAL Futures Limited 御泰期貨有限公司
RO 2 08 August 2005 01 December 2007
China Rich Asset Management Limited 中國薈智資產管理有限公司
RE 4, 9 08 August 2005 06 April 2006
Beijing Securities Limited 北京證券有限公司
RO 1 27 July 2004 01 August 2005
Beijing Securities Limited 北京證券有限公司
RE 4, 9 23 July 2004 01 August 2005
Beijing Securities Limited 北京證券有限公司
RE 1 17 May 2004 27 July 2004
Ewarton Securities Limited 穎翔證券有限公司
RE 1 12 November 2003 30 April 2004
ASG Brokerage Limited 亞洲環球證券經紀有限公司
RE 1 23 April 2003 22 October 2003
ASG Futures Limited 亞洲環球期貨有限公司
RE 2 23 April 2003 22 October 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司
RE 2, 5, 9 01 April 2003 07 April 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 1, 4, 6, 7, 9 01 April 2003 07 April 2003
CSC Financial Services Limited 群益金融服務有限公司
RE 1, 4, 6, 9 01 April 2003 07 April 2003