SFC Licences of LI Kwok Tung 利國東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gong Ping Futures Limited 公平期貨有限公司 |
RO | 2 | 22 November 2011 | 12 November 2019 |
| Gong Ping Securities Limited 公平證券有限公司 |
RO | 1 | 08 December 2010 | 12 November 2019 |
| Jimei Asset Management Limited 集美資產管理有限公司 |
RO | 9 | 03 February 2010 | 31 August 2010 |
| Jimei Futures Limited 集美期貨有限公司 |
RO | 2 | 20 July 2009 | 31 August 2010 |
| Jimei Securities Limited 集美證券有限公司 |
RO | 1 | 20 July 2009 | 31 August 2010 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | 1 | 29 May 2008 | 16 January 2009 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RE | 1 | 15 April 2008 | 29 May 2008 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | 4, 9 | 06 April 2006 | 01 April 2008 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
RE | 6 | 07 November 2005 | 01 April 2008 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | 1 | 08 August 2005 | 01 April 2008 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | 2 | 08 August 2005 | 01 December 2007 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RE | 4, 9 | 08 August 2005 | 06 April 2006 |
| Beijing Securities Limited 北京證券有限公司 |
RO | 1 | 27 July 2004 | 01 August 2005 |
| Beijing Securities Limited 北京證券有限公司 |
RE | 4, 9 | 23 July 2004 | 01 August 2005 |
| Beijing Securities Limited 北京證券有限公司 |
RE | 1 | 17 May 2004 | 27 July 2004 |
| Ewarton Securities Limited 穎翔證券有限公司 |
RE | 1 | 12 November 2003 | 30 April 2004 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RE | 1 | 23 April 2003 | 22 October 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RE | 2 | 23 April 2003 | 22 October 2003 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RE | 2, 5, 9 | 01 April 2003 | 07 April 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RE | 1, 4, 6, 7, 9 | 01 April 2003 | 07 April 2003 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RE | 1, 4, 6, 9 | 01 April 2003 | 07 April 2003 |