SFC Licences of LO Chak Bong, Alfred Bing 盧澤邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 1 | 02 April 2012 | 20 December 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 4 | 15 September 2009 | 20 December 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RO | 9 | 08 December 2008 | 20 December 2021 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 22 October 2008 | 08 December 2008 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 08 September 2008 | 02 October 2008 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 08 September 2008 | 02 October 2008 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 4 | 01 April 2003 | 08 September 2008 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 9 | 01 April 2003 | 08 September 2008 |