SFC Licences of DE BASTO Roger Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 10 July 2012 | |
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 6 | 25 August 2011 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 25 August 2011 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 25 August 2011 | ||
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 11 November 2004 | 17 September 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 06 February 2004 | 17 September 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 06 February 2004 | 17 September 2010 |