SFC Licences of LUK Wai Shum 陸慧心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 24 October 2012 | 04 August 2020 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 24 October 2012 | 20 January 2020 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 17 August 2007 | 30 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 17 August 2007 | 30 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 17 August 2007 | 30 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 August 2007 | 30 September 2021 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 01 April 2003 | 13 July 2007 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 6 | 01 April 2003 | 17 October 2003 |