SFC Licences of YIEN Yu Yu, Catherine 嚴玉瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 6 | 13 November 2006 | 01 August 2023 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 4 | 13 November 2006 | 01 August 2023 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 27 April 2005 | 13 November 2006 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 27 April 2005 | 13 November 2006 |