SFC Licences of WAN George Kwok Fan 溫國勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 18 June 2012 | 08 June 2016 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 08 June 2016 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RE | 1 | 01 April 2003 | 03 November 2005 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RE | 9 | 01 April 2003 | 27 February 2004 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RE | 6 | 01 April 2003 | 27 February 2004 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RE | 4 | 01 April 2003 | 27 February 2004 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 27 February 2004 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 27 February 2004 |