SFC Licences of WONG Che Lik 黃自力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 29 June 2004 | 10 April 2006 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 29 June 2004 | 10 April 2006 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 November 2003 | 19 June 2004 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 July 2003 | 19 June 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 28 June 2003 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 28 June 2003 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 28 June 2003 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 28 June 2003 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 28 June 2003 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 28 June 2003 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 28 June 2003 |