SFC Licences of AU Ka Leung 區家良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Greenfield Asset Management Limited 景源資產管理有限公司 RO 9 07 February 2022
Greenfield Asset Management Limited 景源資產管理有限公司 RE 9 16 December 2021 07 February 2022
AIM Capital Consortium Limited RE 9 04 August 2021 31 August 2021
AIM Capital Consortium Limited RE 4 04 August 2021 31 August 2021
Anlly Asset Management Limited 安立資產管理有限公司 RO 9 08 April 2020 31 January 2021
Anlly Asset Management Limited 安立資產管理有限公司 RO 4 08 April 2020 31 January 2021
China Reserve Securities Limited 東儲證券有限公司 RO 9 20 September 2018 03 July 2019
China Reserve Securities Limited 東儲證券有限公司 RO 4 20 September 2018 03 July 2019
Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 RO 9 18 October 2013 26 August 2018
Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 RO 4 18 October 2013 26 August 2018
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RO 9 22 March 2012 10 October 2013
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RO 4 22 March 2012 10 October 2013
Success Power Investment Limited 成峰投資有限公司 RO 4 01 April 2003 27 July 2005
Success Power Investment Limited 成峰投資有限公司 RO 9 01 April 2003 27 July 2005