SFC Licences of CHEE Weng Yan, Wendy 朱穎茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Tai Securities Limited 恒泰證券有限公司 | RO | 1 | 30 July 2013 | 27 March 2023 |
Vantum Futures Limited 雋一期貨有限公司 | RO | 2 | 01 April 2003 | 17 October 2023 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 9 | 01 April 2003 | 16 September 2004 |
Vantum Futures Limited 雋一期貨有限公司 | RO | 5 | 01 April 2003 | 16 September 2004 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 6 | 01 April 2003 | 25 August 2003 |
Vantum Futures Limited 雋一期貨有限公司 | RO | 9 | 01 April 2003 | 25 August 2003 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 7 | 01 April 2003 | 03 July 2003 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 1 | 01 April 2003 | |
Tung Tai Securities Company Limited 東泰證券有限公司 | RO | 4 | 01 April 2003 |