SFC Licences of MAK Siu Kee, Michael 麥兆麒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Capital Securities Limited 凱匯資本證券有限公司 RO 1 20 June 2018 28 December 2018
Core Capital Securities Limited 凱匯資本證券有限公司 RE 1 15 February 2018 20 June 2018
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 23 February 2016 19 October 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 4 24 July 2015 19 October 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 1 24 July 2015 19 October 2017
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 16 July 2015 19 October 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 4 16 July 2015 24 July 2015
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 16 July 2015 24 July 2015
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 4 01 August 2013 01 April 2015
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 01 August 2013 01 April 2015
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 04 March 2013 01 April 2015
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 RE 9 04 March 2013 01 April 2015
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 04 March 2013 01 August 2013
CASH Asset Management Limited 時富資產管理有限公司 RE 9 06 July 2010 24 January 2013
Celestial Commodities Limited 時富商品有限公司 RE 2 06 July 2010 24 January 2013
Celestial Securities Limited 時富證券有限公司 RE 1 06 July 2010 24 January 2013
Quam Securities Limited 華富建業證券有限公司 RE 9 04 March 2010 27 May 2010
Quam Securities Limited 華富建業證券有限公司 RE 4 19 October 2009 27 May 2010
Quam Securities Limited 華富建業證券有限公司 RE 2 24 January 2008 27 May 2010
Quam Securities Limited 華富建業證券有限公司 RE 1 24 January 2008 27 May 2010
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 16 August 2005 20 October 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 16 August 2005 20 October 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 08 October 2004 20 May 2005
BOCI Securities Limited 中銀國際證券有限公司 RE 1 08 October 2004 17 May 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 18 August 2004 25 September 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 18 August 2004 25 September 2004