SFC Licences of CHAN Cheong Wa, Vincent 陳昌華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Analyst Network Limited | RE | 4 | 04 June 2021 | |
Aletheia Technologies Limited | RE | 4 | 19 May 2020 | 02 June 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 17 July 2014 | 07 February 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 01 June 2004 | 17 July 2014 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 April 2004 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 April 2004 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 29 April 2004 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 April 2004 |