SFC Licences of KAPUR Ajay Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 June 2013 | 30 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 June 2013 | 05 September 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 24 June 2013 | 22 April 2014 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 28 July 2008 | 01 July 2010 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 | RO | 9 | 05 May 2008 | 12 June 2008 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 9 | 22 May 2007 | 05 May 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 14 August 2006 | 13 September 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 01 August 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 01 August 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 01 August 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 01 August 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 01 August 2004 |