SFC Licences of WONG Chung Lim, Michael 黃仲廉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 28 September 2017
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 28 September 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 11 November 2011 30 June 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 16 May 2011 30 June 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 16 May 2011 11 November 2011
Nomura Securities (Hong Kong) Limited RE 2 03 February 2010 01 March 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 November 2004 01 March 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 01 March 2011
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 19 February 2010
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 18 November 2004