SFC Licences of CHENG Vivinne 鄭慧玄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 31 October 2008 01 May 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 07 May 2007 30 May 2008
HSBC Securities (Asia) Limited RE 1 03 May 2005 14 November 2005
Merrill Lynch (Asia Pacific) Limited RE 1 23 February 2004 21 March 2005