SFC Licences of CHENG Vivinne 鄭慧玄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 31 October 2008 | 01 May 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 07 May 2007 | 30 May 2008 |
HSBC Securities (Asia) Limited | RE | 1 | 03 May 2005 | 14 November 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 February 2004 | 21 March 2005 |