SFC Licences of MAK Hau Sum 麥巧心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司
RO 9 15 August 2012 31 July 2013
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 15 April 2004 18 January 2008
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 01 April 2003 21 August 2009
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 6 01 April 2003 05 March 2004