SFC Licences of POST David Kenneth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wharton Investment Advisors Limited | RO | 5 | 01 April 2003 | 30 September 2014 |
Wharton Investment Advisors Limited | RO | 4 | 01 April 2003 | 30 September 2014 |
Wharton Investment Advisors Limited | RO | 9 | 01 April 2003 | 30 September 2014 |
Wharton Investment Advisors Limited | RO | 1 | 01 April 2003 | 22 March 2004 |