SFC Licences of LIU Yun Yun, Louisa 劉欣欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RE | 1 | 23 April 2008 | |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 2 | 08 February 2006 | 12 October 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 28 July 2004 | 23 November 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 15 July 2004 | 23 November 2007 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 May 2003 | 28 June 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 23 May 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 23 May 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 23 May 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 23 May 2003 |