SFC Licences of CHAN Philip 陳菲臘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
St. James's Place (Hong Kong) Limited | RE | 9 | 18 April 2019 | |
St. James's Place (Hong Kong) Limited | RE | 4 | 14 November 2018 | |
St. James's Place (Hong Kong) Limited | RE | 1 | 14 November 2018 | |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 03 September 2012 | 28 February 2013 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 08 July 2008 | 28 February 2013 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 08 July 2008 | 28 February 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 March 2004 | 28 February 2013 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 4 | 01 April 2003 | 03 September 2012 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 6 | 01 April 2003 | 05 March 2004 |