SFC Licences of LOO Yat Fung, Brian 盧一峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 May 2012 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 October 2011 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 2 | 26 February 2007 | 27 September 2011 |