SFC Licences of AINSWORTH David Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dragon Capital Management (HK) Limited | RE | 4 | 15 August 2016 | 31 August 2021 |
Aletheia Analyst Network Limited | RE | 4 | 24 June 2013 | 31 May 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 July 2008 | 16 November 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 15 May 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 15 May 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 15 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 15 May 2008 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 April 2003 | 15 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |