SFC Licences of SAMANT Aditya Ashok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 April 2021 | 17 October 2022 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 14 September 2007 | 29 May 2009 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 9 | 08 November 2005 | 20 July 2007 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 08 November 2005 | 20 July 2007 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 4 | 26 November 2004 | 15 December 2004 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 9 | 07 October 2004 | 15 December 2004 |
| Tyche Group Limited 橋川有限公司 | RE | 9 | 11 August 2003 | 27 September 2004 |