SFC Licences of WONG Owen 黃浩雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 June 2012 | 18 June 2015 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 18 August 2011 | 12 April 2012 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 23 April 2008 | 03 May 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 April 2008 | 03 May 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 March 2007 | 08 March 2008 |
Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 08 March 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 October 2004 | 08 March 2008 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 15 October 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |