SFC Licences of LEE Geng Rong 李耿融

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jingdong Securities Limited 京東証劵有限公司 RO 9 18 January 2023 28 December 2023
Jingdong Securities Limited 京東証劵有限公司 RO 4 18 January 2023 28 December 2023
GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 RO 2 08 May 2018 06 July 2020
Global Mastermind Securities Limited 環球大通證券有限公司 RO 4 10 April 2017 20 November 2020
Global Mastermind Securities Limited 環球大通證券有限公司 RO 1 10 April 2017 20 November 2020
Global Mastermind Asset Management Limited 環球大通資產管理有限公司 RO 9 21 February 2017 13 May 2020
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 9 16 July 2015 01 June 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 9 29 October 2014 01 June 2016
Glory Sun Securities Limited 寶新證券有限公司 RO 4 20 March 2014 01 June 2016
Glory Sun Securities Limited 寶新證券有限公司 RO 9 20 March 2014 29 October 2014
Glory Sun Securities Limited 寶新證券有限公司 RE 1 27 May 2013 01 June 2016
Glory Sun Securities Limited 寶新證券有限公司 RO 2 16 April 2013 01 June 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 2 11 March 2013 16 April 2013
Imperium International Securities Limited 帝國國際証券有限公司 RO 2 07 January 2013 26 February 2013
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 07 January 2013 26 February 2013
Jimei Futures Limited 集美期貨有限公司 RO 2 09 August 2010 31 December 2012
Jimei Securities Limited 集美證券有限公司 RE 1 16 June 2009 31 December 2012
Jimei Futures Limited 集美期貨有限公司 RE 2 16 June 2009 09 August 2010
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 20 December 2006 15 June 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 20 December 2006 15 June 2009
Christfund Futures Limited 恒豐期貨有限公司 RE 2 02 December 2004 30 November 2006
Christfund Securities Limited 恒豐證券有限公司 RE 1 02 December 2004 30 November 2006
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 February 2004 01 December 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 February 2004 01 December 2004
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 02 January 2004 04 February 2004
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 02 January 2004 04 February 2004
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 10 October 2003 16 December 2003
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 10 October 2003 16 December 2003