SFC Licences of CHOW Yin Kwan 周妍君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RO 9 18 January 2006 30 March 2007
HSBC Investment Funds (Hong Kong) Limited RO 6 18 January 2006 30 March 2007
HSBC Investment Funds (Hong Kong) Limited RO 4 18 January 2006 30 March 2007
HSBC Investment Funds (Hong Kong) Limited RO 1 18 January 2006 30 March 2007
HSBC Global Asset Management (Hong Kong) Limited RO 9 18 January 2006 30 March 2007
HSBC Global Asset Management (Hong Kong) Limited RO 4 18 January 2006 30 March 2007
HSBC Global Asset Management Holdings (Bahamas) Limited RO 9 18 January 2006 30 March 2007
HSBC Global Asset Management Holdings (Bahamas) Limited RO 4 18 January 2006 30 March 2007
HSBC Investment Funds (Hong Kong) Limited RE 5 18 January 2006 30 March 2007
HSBC Global Asset Management (Hong Kong) Limited RE 5 18 January 2006 30 March 2007
HSBC Global Asset Management Holdings (Bahamas) Limited RE 5 18 January 2006 30 March 2007
HSBC Investment Funds (Hong Kong) Limited RE 1 10 August 2004 18 January 2006
HSBC Global Asset Management (Hong Kong) Limited RE 9 28 April 2003 18 January 2006
HSBC Global Asset Management (Hong Kong) Limited RE 4 28 April 2003 18 January 2006
Investec Asia Limited RE 4 01 April 2003 28 April 2003
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 4 01 April 2003 28 April 2003
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 9 01 April 2003 28 April 2003
Investec Asia Limited RE 9 01 April 2003 28 April 2003
Investec Asia Limited RE 6 01 April 2003 25 April 2003
Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 RE 6 01 April 2003 25 April 2003