SFC Licences of LOWE Norman C. 勞樹源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Win Wind Finance Limited	RE	8	13 December 2023
Oshidori Securities Limited 威華達證券有限公司	RO	1	31 August 2016
Oshidori Securities Limited 威華達證券有限公司	RO	9	19 October 2015
Oshidori Securities Limited 威華達證券有限公司	RO	4	19 October 2015
Joincap Capital Limited 中楷資本有限公司	RO	9	22 December 2014	15 May 2015
Joincap Capital Limited 中楷資本有限公司	RO	4	22 December 2014	15 May 2015
Amber Hill Asset Management Limited 安山資產管理有限公司	RO	9	13 July 2011	07 November 2014
Amber Hill Asset Management Limited 安山資產管理有限公司	RO	4	13 July 2011	07 November 2014
Link Asset Management Limited 領展資產管理有限公司	RO	9	23 August 2006	17 August 2007
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RO	9	12 May 2005	13 May 2006
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RO	4	12 May 2005	13 May 2006
Goctic Mansion House Investment Management Limited 香港華信萬勝投資管理有限公司	RO	9	01 April 2003	18 August 2004
Mansion House Asset Management Limited 萬勝資產管理有限公司	RO	4	01 April 2003	18 August 2004
Mansion House Asset Management Limited 萬勝資產管理有限公司	RO	9	01 April 2003	18 August 2004
Goctic Mansion House Investment Management Limited 香港華信萬勝投資管理有限公司	RO	4	01 April 2003	18 August 2004
Goctic Mansion House Investment Management Limited 香港華信萬勝投資管理有限公司	RO	6	01 April 2003	08 March 2004
Mansion House Asset Management Limited 萬勝資產管理有限公司	RO	6	01 April 2003	08 March 2004
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	4	01 April 2003	08 March 2004
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	1	01 April 2003	08 March 2004
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	6	01 April 2003	08 March 2004
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	9	01 April 2003	08 March 2004
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	7	01 April 2003	08 March 2004