SFC Licences of TAI Ngar Lun, Alan 戴雅麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 07 July 2011
Quam Securities Limited 華富建業證券有限公司 RE 1 07 July 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 12 January 2011 29 June 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 January 2011 29 June 2011
South China Commodities Limited 南華期貨有限公司 RE 2 22 December 2009 06 January 2011
South China Securities Limited 南華證券投資有限公司 RE 1 22 December 2009 06 January 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 30 January 2008 11 December 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 30 January 2008 11 December 2009
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 24 January 2008
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 24 January 2008
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 24 January 2008
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 01 April 2003 24 January 2008
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 4 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 6 01 April 2003 10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003