SFC Licences of LAI Kwok Yung 黎國容
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 March 2005 | 30 December 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 01 March 2005 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |