SFC Licences of TAM Edmond Ming Kwan 譚銘鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Continuum Capital Limited | RO | 9 | 15 June 2018 | 15 April 2021 |
Continuum Capital Limited | RE | 9 | 27 November 2017 | 15 June 2018 |
Continuum Capital Limited | RE | 9 | 29 March 2017 | 08 November 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 November 2011 | 09 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 20 September 2010 | 09 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 09 November 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 20 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |