SFC Licences of TAM Edmond Ming Kwan 譚銘鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Continuum Capital Limited RO 9 15 June 2018 15 April 2021
Continuum Capital Limited RE 9 27 November 2017 15 June 2018
Continuum Capital Limited RE 9 29 March 2017 08 November 2017
Merrill Lynch (Asia Pacific) Limited RE 4 14 November 2011 09 November 2013
Merrill Lynch Far East Limited RE 2 20 September 2010 09 November 2013
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 09 November 2013
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 20 September 2010
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 1 01 April 2003 23 March 2005
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 25 January 2005
Merrill Lynch Far East Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005