SFC Licences of ZAO Audrey 邵志佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 March 2010 | 07 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 March 2010 | 07 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 March 2010 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 March 2010 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 27 July 2007 | 16 June 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 July 2007 | 16 June 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 July 2007 | 16 June 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 June 2007 | 16 June 2009 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 05 December 2006 | 10 March 2007 |