SFC licenceholder ACB748 NG Sun Pui, Elvic 吳新培

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 02 May 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO [4] (Advising on Securities) 01 November 2007 10 August 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [4] (Advising on Securities) 01 April 2003 01 November 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [6] (Advising on Corporate Finance) 01 April 2003 27 February 2004