SFC Licences of TURCOTTE III Vincent Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 2 | 05 September 2013 | 27 September 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 May 2011 | 27 September 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 04 May 2011 | 05 September 2013 |
| SG Asset Finance (Hong Kong) Limited | RO | 1 | 15 September 2010 | 31 January 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 09 February 2010 | 15 September 2010 |
| Newedge Broker Limited 新際經紀有限公司 | RO | 2 | 29 August 2008 | 31 July 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 20 October 2005 | 31 January 2011 |
| SG Asset Finance (Hong Kong) Limited | RO | 2 | 20 October 2005 | 31 January 2011 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 05 August 2005 | 20 October 2005 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 05 August 2005 | 20 October 2005 |