SFC Licences of CHU Kin Man 朱建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 | RO | 5 | 06 October 2005 | 30 September 2006 |
| FT Securities Limited 富通證券有限公司 | RO | 2 | 06 October 2005 | 30 September 2006 |
| FT Securities Limited 富通證券有限公司 | RO | 4 | 30 September 2005 | 30 September 2006 |
| FT Securities Limited 富通證券有限公司 | RO | 1 | 30 September 2005 | 30 September 2006 |
| FT Securities Limited 富通證券有限公司 | RO | 9 | 30 September 2005 | 30 May 2006 |
| Jefferies Bache (Hong Kong) Limited | RO | 2 | 30 September 2005 | 04 October 2005 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 30 September 2005 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 30 September 2005 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 14 May 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 14 May 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 14 May 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 14 May 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 14 May 2004 |